The Mathematical Experience

Philip J. Davis
Reuben Hersh

With an Introduction by Gian-Carlo Rota

Birkhäuser
Boston • Basel • Stuttgart

Infinity, or the Miraculous Jar of Mathematics

MATHEMATICS, IN ONE VIEW, is the science of infinity. Whereas the sentences "2 + 3 = 5", "1/2 + 1/3 = 5/6", "seventy-one is a prime number" are instances of finite mathematics, significant mathematics is thought to emerge when the universe of its discourse is enlarged so as to embrace the infinite. The contemporary stockpile of mathematical objects is full of infinities. The infinite is hard to avoid. Consider a few typical sentences: "there are an infinite number of points on the real line."

"the number of primes is infinite," "is the number of twin primes infinite?," "the tape on a Turing machine is considered to be of infinite extent," "let N be an infinite integer extracted from the set of hyperreals." We have infinities and infinities upon infinities; infinities galore, infinities beyond the dreams of conceptual avarice.

The simplest of all the infinite objects is the system of positive integers 1, 2, 3, 4, 5, . . . . The "dot dot dot" here indicates that the list goes on forever. It never stops. This system is commonplace and so useful that it is convenient to give it a name. Some authors call it N (for the numbers) or Z (for Zahlen, if they prefer a continental flavor). The set N has the property that if a number is in it, so is its successor. Thus, there can be no greatest number, for we can always add one and get a still greater one. Another property that N has is that you can never exhaust N by excluding its members one at a time. If you delete 6 and 83 from N, what remains is an infinite set. The set N is an inexhaustible jar, a miraculous jar recalling the miracle of the loaves and the fishes in Matthew 15:34.

This miraculous jar with all its magical properties, properties which appear to go against all the experiences of our finite lives, is an absolutely basic object in mathematics, and thought to be well within the grasp of children in the elementary schools. Mathematics asks us to believe in this miraculous jar and we shan't get far if we don't.

It is fascinating to speculate on how the notion of the infinite breaks into mathematics. What are its origins? The perception of great stretches of time? The perception of great distances such as the vast deserts of Mesopotamia or the straight line to the stars? Or could it be the striving of the soul towards realization and perception, or the striving towards ultimate but unrealizable explanations?

The infinite is that which is without end. It is the eternal, the immortal, the self-renewable, the apeiron of the Greeks, the ein-sof of the Kabbalah, the cosmic eye of the mystics which observes us and energizes us from the godhead.

Observe the equation

1/2 + 1/4 + 1/8 + 1/16 + ... = 1,

or, in fancier notation, . On the left-hand side we seem to have incompleteness, infinite striving. On the right-hand side we have finitude, completion. There is a tension between the two sides which is a source of power and paradox. There is an overwhelming mathematical desire to bridge the gap between the finite and the infinite. We want to complete the incomplete, to catch it, to cage it, to tame it.* Kunen describes a game in which two mathematicians with a deep knowledge of the infinite try to outbrag each other in naming a greater cardinal number than their opponent. Of course, one can always add one to get a yet higher number, but the object of the game as played by these experts is to score by breaking through with an altogether new paradigm of cardinal formation. The playoff goes something along these lines:

XVII
1.295.387
101010

Mathematics thinks it has succeeded in doing this. The unnamable is named, operated on, tamed, exploited, finitized, and ultimately trivialized. Is, then, the mathematical infinite a fraud? Does it represent something that is not really infinite at all? Mathematics is expressible in language that employs a finite number of symbols strung together in sentences of finite length. Some of these sentences seem to express facts about the infinite. Is this a mere trick of language wherein we simply identify certain types of sentences as speaking about "infinite things"? When infinity has been tamed it enjoys a symbolic life.

Cantor introduced the symbol ("aleph nought") for the infinite cardinal number represented by the set of natural numbers, N. He showed that this number obeyed laws of arithmetic quite different from those of finite numbers; for instance, , etc.

Now, one could easily manufacture a hand-held computer with a button to obey these Cantorian laws. But if has been encased algorithmically with a finite structure, in what, then, consists its infinity? Are we dealing only with so-called infinities? We think big and we act small. We think infinities and we compute finitudes. This reduction, after the act, is clear enough, but the metaphysics of the act is far from clear.

Mathematics, then, asks us to believe in an infinite set. What does it mean that an infinite set exists? Why should one believe it? In formal presentation this request is institutionalized by axiomatization. Thus, in Introduction to Set Theory, by Hrbacek and Jech, we read on page 54:

"Axiom of Infinity. An inductive (i.e. infinite) set exists."

Compare this against the axiom of God as presented by Maimonides (Mishneh Torah, Book 1, Chapter 1):

The basic principle of all basic principles and the pillar of all the sciences is to realize that there is a First Being who brought every existing thing into being.


          [BAD TEXT]
          The first inaccesible cardinal
          The first hyper-inaccessible cardinal
          The first Mahlo cardinal
          The first hyper-Mahlo
          The first weakly compact cardinal
          The first ineffable cardinal.

Obviously it would not be cricket to name a number that doesn't exist, and a central problem in large cardinal theory is precisely to explicate the sense in which the above mentioned hypers and ineffables exist.


Exposure to the ideas of modern mathematics has led artists to attempt to depict graphically the haunting qualities of the infinite. DE CHIRICO. Vostalgia of the Infinite. 1913-14? (dated 1911 on the painting) Courtesy Museum of Modern Art

Mathematical axioms have the reputation of being self-evident, but it might seem that the axioms of infinity and that of God have the same character as far as self-evidence is concerned. Which is mathematics and which is theology? Does this, then, lead us to the idea that an axiom is merely a dialectical position on which to base further argumentation, the opening move of a game without which the game cannot get started?

Where there is power, there is danger. This is as true in mathematics as it is in kingship. All arguments involving the infinite must be scrutinized with especial care, for the infinite has turned out to be the hiding place of much that is strange and paradoxical. Among the various paradoxes that involve the infinite are Zeno's paradox of Achilles and the tortoise, Galileo's paradox, Berkeley's paradox of the infinitesimals (see Chapter 5, Nonstandard Analysis), a large variety of paradoxes that involve manipulations of infinite sums or infinite integrals, paradoxes of noncompactness. Dirac's paradox of the function that is useful but doesn't exist, etc. From each of these paradoxes we have learned something new about how mathematical objects behave, about how to talk about them. From each we have extracted the venom of contradiction and have reduced paradox to merely standard behavior in a nonstandard environment.

The paradox of Achilles and the tortoise asserts that Achilles cannot catch up with the tortoise, for he must first arrive at the point where the tortoise has just left, and therefore the tortoise is always in the lead.

Galileo Gahlen 1564-1642

Galileo's paradox says there are as many square numbers as there are integers and vice versa. This is exhibited in the correspondence . Yet, how can this be when not every number is a square?

The paradoxes of rearrangements say that the sum of an infinite series may be changed by rearranging its terms.

For example.

0 = (1 - 1) + (1 - 1) + (1 - 1) + . . . = 1 + ( - 1 + 1) + (- 1 + 1) + . . . = 1 + 0 + 0 + . . . = 1.

Dirac's function d(x) carries the definition

which is self-contradictory within the framework of classical analysis.

Achilles is an instance of irrelevant parameterization:

Of course the tortoise is always ahead at the infinite sequence of time instants t1, t2, t3, . . . where Achilles has just managed to catch up to where the tortoise was at the last time instant. So what? Why limit our discussion to the convergent sequence of times t1, t2, . . .? This is a case of the necessity of keeping one's eye on the doughnut and not on the hole.

Galileo's paradox is regularized by observing that the phenomenon it describes is a distinguishing characteristic of an infinite set. An infinite set is, simply, a set which can be put into one-to-one correspondence with a proper subset of itself. Infinite arithmetic is simply not the same as finite arithmetic. If Cantor tells us that is a true equation, one has no authorization to treat as a finite quantity, subtract it from both sides of the equation to arrive at the paradoxical statement 1 = 0.

Berkeley's paradox of the infinitesimals was first ignored, then bypassed by phrasing all calculus in terms of limiting processes. In the last decade it has been regularized by "nonstandard" analysis in a way which seems to preserve the original flavor of the creators of the calculus.

The paradoxes of rearrangement, aggregation, noncompactness are now dealt with on a day-to-day basis by qualification and restrictions to absolutely convergent series, absolutely convergent integrals, uniform convergence, compact sets. The wary mathematician is hedged in, like the slalom skier, by hundreds of flags within whose limits he must run his course.

The Dirac paradox which postulates the existence of a function with contradictory properties is squared away by the creation of a variety of operational calculi such as that of Temple-Lighthill or Mikusinski or, the most notable, Schwartz's theory of distributions (generalized functions).

By a variety of means, then, the infinite has been harnessed and then housebroken. But the nature of the infinite is that it is open-ended and the necessity for further cosmetic acts will always reappear.

Further Readings. See Bibliography

B. Bolzano: D Hilbert; K. Kuhnen: L. Zippin