Math 700

Mathematics Graduate Ethics Seminar
(Material borrowed freely from Dartmouth's Ethics Training site on Canvas)
Last updated July 12, 2019 11:24:38 EDT

Authorship and Peer Review


Key Concepts:

  1. What is "scientific communication"? What forms does it take? Why is it important?
    • Have students generate a list of mechanisms for scientific communication (e.g., journal articles, books, news paper essays, grant applications, peer reviews, conferences, meetings, blogs, etc.) Discuss the following questions: Why does one want to publish? Under what circumstances would one NOT want to publish? Where to publish? How do you decide on a journal? Ask students what makes a quality journal? How do we measure quality? Is "impact factor" useful? What is copyright? Discuss with students the economics of publishing (subscription vs open access, for profit vs non-profit publishers, etc.).
  2. Authorship: who gets credit?
    • Questions to discuss with students: Who should be an author of a paper? (And who should NOT be an author?) What is the significance of author order? What are the roles of corresponding, senior, and first authors? What are the responsibilities of authorship? Key points to convey: Authorship rules may vary from field to field. Students should discuss how authorship is handled in their field (policy statements from discipline-specific societies and/or journals may be helpful here), and how authorships disputes should be addressed. Students should also appreciate that authorship comes with responsibility.
  3. What is peer review?
    • Have students list the purposes of peer review and answer the following questions: What kinds of things are reviewed? Is peer review different for journal articles vs grant reviews? Who should do the reviewing? What constitutes conflict of interest in peer review? Discussion questions may include: Can an individual morally opposed to the use of fetal tissue in research objectively review a paper on embryonic stem cell differentiation? Should peer-review be anonymous? If a research paper is flagged for misconduct (falsification, fabrication, and/or plagiarism), should all coauthors share equally in the blame and punishment? What kinds of consequences are appropriate for research misconduct?
Delivery:

  1. Emphasize that the course is about, and for, them. They are embarking on a dynamic research career, and many of them are intrinsically interested in learning about the course topics (professionalism, mentoring, authorship/peer-review, and data management).
  2. Tailor the course for your students. Professional expectations regarding data collection, authorship, and collaborations differ from field to field. Your students will be most interested in their own research discipline. For instance, when discussing standards of conduct, share with students guidelines published by professional societies that they are members of, or from journals that they are likely to publish in.
  3. Let your students take over. As facilitators, we want to accomplish two things: we want to start an appropriate conversation of the relevant material. Second, we want to guide the discussion so that it touches on all of the relevant concepts and points of view. These goals can be accomplished by emphasizing to students that the course is not about "right" vs "wrong", and that all points of view will be respectfully discussed. As facilitator, a key resource you have is silence... your students will carry on the conversation. Your role is to keep that conversation on track and on time (i.e., covering the relevant topics in the allotted amount of time).
  4. Be creative with discussion points and case studies. While you are free to use any of the prepared cases from the text books, or from Ethics CORE, you can also develop your own discussions around relevant current events applicable to the course content. For example, Science magazine had an article in March about the NIH’s new focus on unprofessional conduct during peer review of grants. These types of topical articles can be effective launching points for relevant discussions of the course material.
Case studies useful for this topic: